Compliance-first AI agents for advisers
Agents that onboard clients, keep risk profiles current, track fees, check research content and watch for rule changes. Live today in XDQ xAgents, with your sign-off on every output.
Where financial advisers teams lose time
Onboarding paperwork piles up
KYC, agreements and risk profiling take repeated client follow-up before advice can begin.
Fees are hard to keep within rules
Fee calculations, invoices and renewals are tracked manually, and errors create compliance risk.
Research content needs careful review
Reports and social posts must carry the right disclosures, and checking each one by hand takes time.
Rule changes are easy to miss
Circulars and deadlines arrive often, and small teams struggle to track what applies to them.
Agents built for financial advisers
Each agent does one job well, connects to the systems you already run, and stops for a person at the decisions that matter.
Fee Desk
Calculates advisory and research fees by client and plan, tracks billing cycles and drafts invoices and renewal reminders.
Content Checker
Reviews research reports, recommendations and social posts for required disclosures and risky wording before publication.
Reg Watch
Tracks circulars, rule changes and filing dates relevant to RAs and IAs and summarises what each one means for your practice.
Policy Agent
Drafts and maintains the policies an advisory or research practice needs, and checks them against applicable data laws.
Client Onboarding Agent
Collects KYC documents, sends agreements for signature and runs the risk profiling questionnaire with follow-ups.
Client Query Agent
Answers client questions on fees, documents and service schedules, and routes advice requests to the adviser.
From first call to agents in production
Start free on xAgents or share your current onboarding and fee process.
We configure agents with your plans, disclosures and approval gates.
You approve each output while the agents run on live clients.
Review the agreed KPIs and add custom agents where needed.
- Time from sign-up to completed onboarding
- Risk profiles reviewed on schedule
- Invoices issued without correction
- Content approved without rework
- Regulatory actions closed before deadline
Agents are built for the SEBI Research Analyst and Investment Adviser Regulations, with client data handled under the DPDP Act. US and Gulf advisers can configure them for SEC and local regulator requirements.
AI agents for financial advisers: common questions
Which XDQ xAgents are live for SEBI RAs and IAs?
Policy Agent, Privacy Scan, Content Checker, Reg Watch and Fee Desk are live in XDQ xAgents at xagents.xdqlabs.com. Together they help you draft and maintain policies, check your website for privacy gaps, review research and marketing content, track rule changes and manage fees. You can start free, run the agents from the dashboard and approve every output before it is used.
Does the Content Checker replace compliance review?
No. The Content Checker reviews reports, recommendations and posts for missing disclosures and risky wording, and explains each flag. It speeds up review but does not replace your compliance officer or research analyst, who approves every piece before publication. Each check is logged on XDQ AgentOS, so you have a record of what was reviewed and when.
Can agents give investment advice to our clients?
No. Advice must come from you as the registered adviser or analyst. Agents handle onboarding, risk profiling logistics, fees, content checks, regulatory tracking and service questions. Any client message that touches on advice or recommendations is routed to the adviser. Guardrails on XDQ AgentOS block agents from making recommendations, and the audit log shows every interaction.
What does a custom adviser agent cost?
The live xAgents can be started free from the dashboard. Custom agents, such as onboarding tied to your CRM or fee tracking linked to your payment gateway, usually sit in the USD 1,000 to 5,000 or USD 5,000 to 20,000 bands depending on integrations. A pilot typically runs 2 to 6 weeks. We give a fixed quote after reviewing your current process.
From USD 49 or INR 2,999 a month. A person approves every step.